SACS - Compliance Audit Reports - Southwestern Community College


SACS home
OverviewCompliance AuditEnhancement Plan

Previous Next
Reports home
Last updated 3/7/06  
Person responsible for report: Chuck Reece
3.2.2

The legal authority and operating control of the institution are clearly defined for the following areas within the institution’s governance structure:

3.2.2.1 institution’s mission;
3.2.2.2 fiscal stability of the institution;
3.2.2.3 institutional policy, including policies concerning related and affiliated corporate entities and all auxiliary services; and
3.2.2.4 related foundations (athletic, research, etc.) and other corporate entities whose primary purpose is to support the institution and/or its programs.

 
checked boxCompliance
empty boxPartial Compliance
empty boxNon-Compliance
Narrative:


3.2.2.1 the institution’s mission;

NARRATIVE:

The board of trustees is authorized to adopt the statement of mission for the College under North Carolina General Statute (1) as well as adopt rules, regulations, and bylaws for the government and operation of the College.

The rules of the State Board of Community Colleges require Southwestern Community College to include the College’s mission, goals, and objectives in an ongoing planning process. The college is further required that its mission be consistent with the mission of the North Carolina Community College System (2 & 3).

The bylaws of the board of trustees state that it is the duty of the board to guide the overall operation and direction of the college. The bylaws further state an objective of the board of trustees shall be to assure that Southwestern Community College accomplishes its mission (4).

The board last updated the mission statement in 2000 and updated the related goals in 2002. The President’s Council reviews the mission statement, institutional vision, and goals on an annual basis and makes recommendations to the president (5). The Executive Council reviews the mission as a component of the annual planning retreat.

  Source Location / Special Instructions
1. Powers and Duties of Trustees – N.C.G.S. Chapter 115D-20 (7) http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-20.html
2. College Planning – N.C.A.C. Title 23, Chapter 02B ,.0205 http://reports.oah.state.nc.us/ncac/title%2023%20-
%20community%20colleges/chapter%2002%20-
%20community%20colleges/subchapter%20b/23%20ncac%
2002b%20.0205.pdf
3. Mission of the Community College System – N.C.A.C. Title 23, Chapter 02B .0104 http://reports.oah.state.nc.us/ncac/title%2023%20-
%20community%20colleges/chapter%2002%20-
%20community%20colleges/subchapter%20b/23%
20ncac%2002b%20.0104.pdf
4. SCC Policies and Procedures Manual, Statement 2.1, Board of Trustees Constitution and Bylaws, Article II, Section 2 and Article VIII, Section 5. http://www.southwesterncc.edu/policies/2.1.htm
5. Minutes of President’s Council (May 5, 2004) http://www.southwesterncc.edu/staff/
pres-council/04-may5-pres-council-minutes.htm

3.2.2.2 the fiscal stability of the institution;

NARRATIVE:

The North Carolina General Statutes define the legal authority for financial control and fiscal stability as a responsibility of the board of trustees. These are covered in various sections of Chapter 115-D Body Corporate (6); Sale, Exchange, or Lease of Property (7); Powers and Duties (8). The trustee’s bylaws establish a committee on finance and campus improvements, which reviews tentative current operating expense and capital outlay budgets, and recommends budgets for adoption by the full board of trustees. The bylaws state, “The Board shall periodically review the fiscal operations of the College in each and all budget areas and review all other financial activity.” (9)

The board of trustees is authorized to purchase land for the College, subject to approval of the State Board of Community Colleges. The board of trustees is responsible for receiving and accepting donations, gifts, and bequests (10).

  Source Location / Special Instructions
6. Board of Trustees a Body Corporate – N.C.G.S. Chapter 115D – 14   http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-14.html
7. Sale, Exchange, or Lease of Property – N.C.G.S. Chapter 115D - 15 http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-15.html
8. Powers and Duties – N.C.G.S. Chapter 115D – 20 http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-20.html
9. SCC Policies and Procedures Manual, Statement 2.1, Board of Trustees Constitution and Bylaws, Article VIII, Section 4 http://www.southwesterncc.edu/policies/
2.1.htm#VIII4
10. Powers and Duties of Trustees – N.C.G.S. Chapter 115D-20 (5) http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-20.html

 

3.2.2.3 institutional policy, including policies concerning related and affiliated corporate entities and all auxiliary services;

NARRATIVE

The board of trustees has legal authority to establish policy for the College. This authority is derived through North Carolina General Statute (11) and outlined in the College board of trustees bylaws (12) which state “(the president) shall be elected by the Board of Trustees with full authority and responsibility for the operation of the College under the policies, rules, and regulations of the Board of Trustees and the State Board of Community Colleges.”

The College enters into contracts with auxiliary services not operated by College employees. The Vice President for Administrative Services is responsible for administering and monitoring the agreements with the College bookstore, vending, and food service providers (13). Procedure 7.10.1 designates the Vice President for Administrative Services as the responsible person for the efficient operation of the leased bookstore (14).

  Source Location / Special Instructions
11. Powers and Duties of Trustees – N.C.G.S. Chapter 115D-20 (7) http://www.ncga.state.nc.us/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-20.html
12. SCC Policies and Procedures Manual, Statement 2.1, Board of Trustees Constitution and Bylaws, Article IX, Section 1 http://www.southwesterncc.edu/policies/2.1.htm
13. Vice President for Administrative Services - Position Description http://www.southwesterncc.edu/sacs/reports/
3.2.2.3-13.pdf
14. SCC Policies and Procedures Manual, Procedure 7.10.1, Bookstore, Section 1. http://www.southwesterncc.edu/policies/7.10.1.htm


3.2.2.4 related foundations (athletic, research, etc.) and other corporate entities whose primary purpose is to support the institution and/or its programs.

NARRATIVE

The Southwestern Community College Foundation, Inc. was established under authority of North Carolina General Statutes to support and benefit the college and its students (15). As reflected in its operating agreement with the College (16), the foundation is a separately incorporated 501(c)(3) non-profit corporation established for soliciting and receiving charitable donations in support of the college (17). The foundation raises funds for student scholarships, learning resources, instructional materials and equipment, employee development, facilities renovation, and capital improvements (18).

The foundation is audited annually by an external auditor. The Vice President for Administrative Services receives this audit, which becomes a permanent component of the college records (19).

  Source Location / Special Instructions
15. Establishment of Private, Nonprofit Corporations – N.C.G.S. Chapter 115D-7 http://www.ncleg.net/EnactedLegislation/
Statutes/HTML/BySection/Chapter_115D/
GS_115D-7.html
16. Operating Agreement with SCC Foundation http://www.southwesterncc.edu/sacs/reports/3.2.2.4-16.pdf
17. SCC Foundation Bylaws http://www.southwesterncc.edu/sacs/reports/3.2.2.4-12.pdf
18. About the SCC Foundation http://www.southwesterncc.edu/foundation/about.htm
19. Independent Auditor’s Report, June 30, 2005

http://www.southwesterncc.edu/sacs/reports/3.2.2.4-19.pdf

 


Previous Next
Reports home

SACS Home
   |   Overview   |   Compliance Audit   |   Enhancement Plan

SCC Home


Back to SCC Home
Southwestern Community College
447 College Drive  Sylva, NC  28779
828.586.4091 or 800.447.4091
Back to SCC home